XELB SEC Filings: 8-K, 10-Q, S-3 & 424B – Xcel Brands

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 13, 2026

10-K/A

Form 10-K/A - Annual report [Section 13 and 15(d), not S-K Item 405]: [Amend]

Aug 5, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 14, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Apr 14, 2026

NT 10-K

Form NT 10-K - Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405

Apr 1, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 19, 2025

News

TYPE

HEADLINE

FILED AT

8-K

Xcel Brands, Inc. Receives Nasdaq Minimum Bid Price Deficiency Notice

Oct 2, 2026

8-K

Xcel Brands, Inc. Enters Into $10 Million At-The-Market Equity Distribution Agreement

Aug 19, 2026

8-K

Xcel Brands, Inc. Corporate Overview and Business Model Presentation

Jun 23, 2026

8-K

Xcel Brands, Inc. Reports Recent Common Stock Sales Under Purchase Agreement with White Lion Capital LLC

May 22, 2026

8-K

Xcel Brands, Inc. Announces Sale of Judith Ripka Brand Assets

Apr 30, 2026

8-K

Xcel Brands, Inc. Announces Senior Secured Note Issuance and Seventh Amendment to Loan Agreement

Apr 17, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B5

August 2026 ATM | Offering amount: $10,000,000 | Bank: Maxim Group LLC

Aug 18, 2026

424B5

REGISTERED OFFERING

Aug 1, 2025

424B5

Mar 15, 2024

424B5

SHELF PENDING OFFERING | Float: 10,231,096 | Amount sold to date: $0.00

Mar 14, 2024

424B4

Form 424B4 - Prospectus [Rule 424(b)(4)]

Jul 31, 2015

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

Jan 22, 2015

Registrations

TYPE

HEADLINE

FILED AT

S-1/A

SHARE RESALE REGISTRATION + SPA | Shares: 13,628,865

Apr 23, 2026

S-1

White Lion SPA - In the White Lion committed equity financing, the share price and share amount are determined based on specific conditions outlined in the Common Stock Purchase Agreement. The purchase price for shares sold to White Lion is influenced by the market price of the company's common stock at the time of sale. For Regular Purchases, the price is the average of the three lowest traded prices on the purchase notice date. For VWAP Purchases, the price is 97% of the lowest daily volume-weighted average price over a specified period. The number of shares White Lion can purchase is limited by factors such as the average daily trading volume and certain caps on ownership percentage. || Also SHARE RESALE REGISTRATION for Dec 2025 Warrants EFFECTIVE, DATED 2026-05-06

Feb 4, 2026

S-1/A

SHARE RESALE REGISTRATION | Shares amount: 1,381,215 | Share price: $1.81 | Warrants amount: 1,381,215 | EFFECTIVE, DATED 2025-07-31

Jul 14, 2025

S-1/A

SHARE RESALE REGISTRATION | Shares amount: 1,381,215 | Share price: $1.81 | Warrants amount: 1,381,215 | EFFECTIVE, DATED 2025-07-31

Jul 7, 2025

S-1

OFFERING (Best Efforts Public Offering) - Maxim Group LLC

Jul 2, 2025

DRS

Form DRS - Draft Registration Statement

Jun 6, 2025

Proxies

TYPE

HEADLINE

FILED AT

DEFR14A

Form DEFR14A - Revised definitive proxy soliciting materials

Nov 4, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Nov 2, 2026

PRER14A

Form PRER14A - Preliminary Proxy Soliciting materials

Oct 22, 2026

PRE 14A

Form PRE 14A - Other preliminary proxy statements

Oct 16, 2026

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Nov 7, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Oct 17, 2025

Ownerships

TYPE

HEADLINE

FILED AT

SCHEDULE 13G

Link Jeffrey Sanford (Filed by)

Oct 22, 2026

D LOREN ROBERT W (Reporting)

Oct 2, 2026

D LOREN ROBERT W (Reporting)

Sep 2, 2026

D LOREN ROBERT W (Reporting)

Aug 31, 2026

D LOREN ROBERT W (Reporting)

Aug 27, 2026

D LOREN ROBERT W (Reporting)

Aug 25, 2026

Other

TYPE

HEADLINE

FILED AT

EFFECT

Form EFFECT - Notice of Effectiveness

May 7, 2026

CORRESP

Form CORRESP - Correspondence

May 4, 2026

LETTER

Form UPLOAD - SEC-generated letter

Feb 20, 2026

EFFECT

Form EFFECT - Notice of Effectiveness

Aug 1, 2025

CORRESP

Form CORRESP - Correspondence

Jul 28, 2025

CORRESP

Form CORRESP - Correspondence

Jul 28, 2025

Xcel Brands, Inc. XELB · SEC Filings