YA II - SPA - Under the Standby Equity Purchase Agreement (“SEPA”), the Company may require YA II to buy up to 10,200,000 shares of common stock (including 200,000 commitment shares) from time to time at a price calculated at a negotiated discount to the then-prevailing market price (typically a percentage of the lowest recent VWAP or trading price) as specified in the SEPA. Each advance notice sent to YA II sets the share amount, which is further limited by formulas based on recent trading volume and by a contractual ownership cap (generally preventing YA II from beneficially owning more than approximately 4.99%–9.99% of the Company’s outstanding common stock at any time).
Proxies
TYPE
HEADLINE
FILED AT
DEF 14A
Form DEF 14A - Other definitive proxy statements
PRE 14A
Form PRE 14A - Other preliminary proxy statements
DEF 14A
Form DEF 14A - Other definitive proxy statements
PRE 14A
Form PRE 14A - Other preliminary proxy statements
DEF 14A
Form DEF 14A - Other definitive proxy statements
PRE 14A
Form PRE 14A - Other preliminary proxy statements
Ownerships
TYPE
HEADLINE
FILED AT
144
Form 144 - Report of proposed sale of securities
S-3/A
Form S-3/A - Registration statement under Securities Act of 1933: [Amend]
S-3
Form S-3 - Registration statement under Securities Act of 1933
