TOP Financial Group Limited TOP · SEC Filings

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TOP Financial Group Limited operates as a Hong Kong-based online brokerage, offering a diverse array...

Price15.8

Market Cap1.95 B

Float100.87 M

CountrySG

SectorFinancial Services

ExchangeNASDAQ

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TYPE

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FILED AT

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FILED AT

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Financials

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10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Oct 28, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 17, 2026

NT 10-Q

Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB

Aug 17, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Jul 7, 2026

NT 10-K

Form NT 10-K - Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405

Jun 30, 2026

20-F

Form 20-F - Annual and transition report of foreign private issuers [Sections 13 or 15(d)]

Aug 13, 2025

News

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Prospectus

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424B3

SHARE RESALE REGISTRATION | Shares: 98,179,613

Oct 8, 2026

424B5

REGISTERED OFFERING

Jun 23, 2026

424B5

2,000,000 ordinary shares

Feb 13, 2024

424B4

OFFERING | Shares amount: 5,000,000 | Share price: $5.00 | Offering amount: $25,000,000.00

Jun 1, 2022

Registrations

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HEADLINE

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F-1

SHARE RESALE REGISTRATION EFFECTIVE, DATED 2026-10-08

Oct 1, 2026

DRS

Form DRS - Draft Registration Statement

Sep 18, 2026

POS AM

Form POS AM - Post-Effective amendments for registration statement

Apr 30, 2025

POS AM

Form POS AM - Post-Effective amendments for registration statement

Apr 4, 2025

POS AM

Form POS AM - Post-Effective amendments for registration statement

Mar 14, 2025

POS AM

Form POS AM - Post-Effective amendments for registration statement

Dec 2, 2024

Proxies

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Ownerships

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Yan Yuli (Reporting)

Oct 13, 2026

Cai Mei (Reporting)

Jul 31, 2026

Yuen Ka Fai (Reporting)

Jul 31, 2026

Yang Junli (Reporting)

Jul 31, 2026

Tam Jennifer Hoi Ling (Reporting)

Jul 31, 2026

Ng Mau Chung (Reporting)

Jul 31, 2026

Other

TYPE

HEADLINE

FILED AT

EFFECT

Form EFFECT - Notice of Effectiveness

Oct 9, 2026

EFFECT

Form EFFECT - Notice of Effectiveness

May 6, 2025

CORRESP

Form CORRESP - Correspondence

Apr 4, 2025

LETTER

Form UPLOAD - SEC-generated letter

Mar 26, 2025

CORRESP

Form CORRESP - Correspondence

Mar 14, 2025

LETTER

Form UPLOAD - SEC-generated letter

Dec 19, 2024