STEM SEC Filings: 8-K, 10-Q, S-3 & 424B – Stem

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 12, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 6, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Mar 4, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Oct 29, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 7, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Apr 29, 2025

News

TYPE

HEADLINE

FILED AT

8-K

Stem, Inc. Receives NYSE Non-Compliance Notice Regarding Market Capitalization and Stockholders' Equity

Oct 23, 2026

8-K

Stem, Inc. Announces Second Quarter 2026 Financial Results

Aug 12, 2026

8-K

Stem, Inc. Announces Results of 2026 Annual Meeting of Stockholders

Jun 3, 2026

8-K

Stem, Inc. Announces First Quarter 2026 Financial Results

May 6, 2026

8-K

Stem, Inc. Announces Change of Independent Registered Public Accounting Firm

Mar 17, 2026

8-K

Stem, Inc. Establishes $30 Million At-The-Market Equity Offering Program

Mar 6, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B5

SHARE RESALE REGISTRATION | Shares: 289,045

Jun 22, 2026

424B5

March 2026 ATM | Offering amount: $30,000,000 | Bank: Jefferies LLC

Mar 6, 2026

424B5

SHARE RESALE REGISTRATION

Sep 9, 2025

424B3

UPDATED

Sep 15, 2022

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 8,621,006

Jul 8, 2022

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 1,115,683

Jun 9, 2022

Registrations

TYPE

HEADLINE

FILED AT

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Aug 13, 2026

S-3

SHARE RESALE REGISTRATION

Jun 2, 2026

S-3

November 2025 SHELF | Offering amount: $200,000,000

Nov 26, 2025

S-3

SHARE RESALE REGISTRATION

Sep 2, 2025

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Jul 9, 2025

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

May 29, 2024

Proxies

TYPE

HEADLINE

FILED AT

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 27, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 24, 2026

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

May 27, 2025

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

May 1, 2025

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 23, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 23, 2025

Ownerships

TYPE

HEADLINE

FILED AT

Carlson Michael James (Reporting)

Sep 29, 2026

144

Form 144 - Report of proposed sale of securities

Sep 29, 2026

BUZBY DAVID S (Reporting)

Aug 11, 2026

Shivram Krishna (Reporting)

Aug 11, 2026

Daley Adam (Reporting)

Aug 11, 2026

Tammineedi Anil (Reporting)

Aug 11, 2026

Other

TYPE

HEADLINE

FILED AT

EFFECT

Form EFFECT - Notice of Effectiveness

Jun 11, 2026

CORRESP

Form CORRESP - Correspondence

Jun 8, 2026

LETTER

Form UPLOAD - SEC-generated letter

Jun 8, 2026

Form SD - Specialized disclosure report

Jun 1, 2026

EFFECT

Form EFFECT - Notice of Effectiveness

Dec 12, 2025

CORRESP

Form CORRESP - Correspondence

Dec 9, 2025

Stem, Inc. STEM · SEC Filings