SPRU SEC Filings: 8-K, 10-Q, S-3 & 424B – Spruce Power

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 13, 2026

10-K/A

Form 10-K/A - Annual report [Section 13 and 15(d), not S-K Item 405]: [Amend]

Jul 24, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 14, 2026

10-K/A

Form 10-K/A - Annual report [Section 13 and 15(d), not S-K Item 405]: [Amend]

Apr 23, 2026

10-K/A

Form 10-K/A - Annual report [Section 13 and 15(d), not S-K Item 405]: [Amend]

Apr 3, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Mar 31, 2026

News

TYPE

HEADLINE

FILED AT

8-K

Spruce Power Enters Term Sheet for Full Refinancing of SP1, SP2, and SP3 Facilities and Amends KeyBank Credit Agreement

Nov 5, 2026

8-K

Spruce Power Holding Corporation Completes Domicile Change from Delaware to Texas

Nov 5, 2026

8-K

Spruce Power Holding Corporation Announces Target Date for State Domicile Change from Delaware to Texas

Oct 6, 2026

8-K/A

Director Resignation Takes Effect as Replacement Appointed; Committees Reassigned and Equity Awards Accelerated

Sep 21, 2026

8-K

Spruce Power Announces Board of Directors Resignation and Appointment

Sep 16, 2026

8-K

Spruce Power Holding Corporation Announces Results of 2026 Annual Meeting of Stockholders

Aug 26, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 48,383,495 | Warrants amount: 4,233,333

May 10, 2022

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 96,016,690 | Warrants amount: 8,466,666

Apr 14, 2022

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 48,383,495 | Warrants amount: 4,233,333

Mar 25, 2022

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 52,316,628 | Warrants amount: 8,466,666 | Float: 141,409,508

Mar 1, 2022

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 52,031,628 | Warrants amount: 8,466,666

Feb 2, 2022

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 52,031,628 | Warrants amount: 8,466,666

Nov 15, 2021

Registrations

TYPE

HEADLINE

FILED AT

POS AM

Form POS AM - Post-Effective amendments for registration statement

Jan 10, 2023

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Nov 29, 2021

POS AM

Form POS AM - Post-Effective amendments for registration statement

Oct 21, 2021

S-1

Up to 48,083,495 Shares of Common Stock- EFFECTIVE

Jan 13, 2021

S-4/A

Form S-4/A - Registration of securities, business combinations: [Amend]

Dec 4, 2020

S-4/A

Form S-4/A - Registration of securities, business combinations: [Amend]

Dec 1, 2020

Proxies

TYPE

HEADLINE

FILED AT

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Aug 11, 2026

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Jul 28, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Jun 23, 2026

PRER14A

Form PRER14A - Preliminary Proxy Soliciting materials

Jun 9, 2026

PRER14A

Form PRER14A - Preliminary Proxy Soliciting materials

May 22, 2026

PRE 14A

Form PRE 14A - Other preliminary proxy statements

May 8, 2026

Ownerships

TYPE

HEADLINE

FILED AT

Kravetz Shawn W (Reporting)

Oct 30, 2026

Miller John P. (Reporting)

Oct 30, 2026

Cimino Thomas James (Reporting)

Oct 30, 2026

Steel Excel Inc. (Reporting)

Sep 23, 2026

SCHEDULE 13D/A

STEEL PARTNERS HOLDINGS L.P. (Filed by)

Sep 23, 2026

Rosenzweig Benjamin L (Reporting)

Sep 21, 2026

Other

TYPE

HEADLINE

FILED AT

EFFECT

Form EFFECT - Notice of Effectiveness

Jan 18, 2023

LETTER

Form UPLOAD - SEC-generated letter

Dec 12, 2022

CORRESP

Form CORRESP - Correspondence

Dec 5, 2022

LETTER

Form UPLOAD - SEC-generated letter

Nov 17, 2022

EFFECT

Form EFFECT - Notice of Effectiveness

Oct 29, 2021

EFFECT

Form EFFECT - Notice of Effectiveness

Jan 25, 2021

Spruce Power Holding Corporation SPRU · SEC Filings