SMSI SEC Filings: 8-K, 10-Q, S-3 & 424B

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 14, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 1, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Mar 5, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 5, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 7, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 8, 2025

News

TYPE

HEADLINE

FILED AT

Prospectus

TYPE

HEADLINE

FILED AT

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

Jul 23, 2026

424B3

SHARE RESALE REGISTRATION | Shares: 18,224,625

May 20, 2026

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 8,103,486 | Warrants amount: 8,103,486

Dec 15, 2025

424B5

REGISTERED OFFERING

Nov 6, 2025

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 1,612,903 |

Aug 18, 2025

424B5

REGISTERED OFFERING

Jul 18, 2025

Registrations

TYPE

HEADLINE

FILED AT

S-1

SHARE RESALE REGISTRATION

Jul 10, 2026

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Jul 10, 2026

Form D - Notice of Exempt Offering of Securities - Item 06b

Jun 30, 2026

S-1

SHARE RESALE REGISTRATION

May 8, 2026

Form D - Notice of Exempt Offering of Securities - Item 06b

Mar 16, 2026

S-1

SHARE RESALE REGISTRATION

Dec 4, 2025

Proxies

TYPE

HEADLINE

FILED AT

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 16, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 16, 2026

PRE 14A

Form PRE 14A - Other preliminary proxy statements

Apr 2, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Sep 22, 2025

PRE 14A

Form PRE 14A - Other preliminary proxy statements

Sep 12, 2025

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 23, 2025

Ownerships

TYPE

HEADLINE

FILED AT

Huffmyer Timothy C. (Reporting)

Sep 15, 2026

SMITH WILLIAM W JR (Reporting)

Sep 15, 2026

Braund Bethany M (Reporting)

Aug 20, 2026

Huffmyer Timothy C. (Reporting)

Aug 20, 2026

SMITH WILLIAM W JR (Reporting)

Aug 20, 2026

SCHEDULE 13D/A

SMITH WILLIAM W JR (Filed by)

Jul 14, 2026

Other

TYPE

HEADLINE

FILED AT

EFFECT

Form EFFECT - Notice of Effectiveness

Jul 23, 2026

CORRESP

Form CORRESP - Correspondence

Jul 20, 2026

LETTER

Form UPLOAD - SEC-generated letter

Jul 16, 2026

EFFECT

Form EFFECT - Notice of Effectiveness

May 21, 2026

CORRESP

Form CORRESP - Correspondence

May 18, 2026

LETTER

Form UPLOAD - SEC-generated letter

May 15, 2026

Smith Micro Software, Inc. SMSI · SEC Filings