Roth Principal Investments, LLC - SPA - 93% of window VWAP; after $12.5m raised, 97% for Market Open Purchases and Intraday Purchases, 95% for Pre-Market Purchases and Post-Market Purchases. 25% of regular-session volume daily, plus Pre-Market Purchases and Post-Market Purchases each ≤1m shares and 20% per window. $0.50 prior-close floor (Post-Market Purchases: same-day; overview: prior-day); 4.99% ownership cap.
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Form S-8 - Securities to be offered to employees in employee benefit plans
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SHARE RESALE REGISTRATION
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Form S-8 - Securities to be offered to employees in employee benefit plans
