SHARE RESALE REGISTRATION | EPFA Investor - SPA - Under the Equity Purchase Facility Agreement dated July 16, 2026, the EPFA Investor must purchase up to $100,000,000 of our common stock upon our advance notices, with each draw priced at a discount to the prevailing market price and limited so the investor’s ownership cannot exceed 4.99%. Note Investor - The Note Investor bought senior secured convertible promissory notes on July 16, 2026 at 90% of face value, and the shares registered for resale are issuable upon conversion of those notes at an initial fixed price of $17.81 per share that can reset downward under a variable pricing formula.
D
Form D - Notice of Exempt Offering of Securities - Item 06b
RW
Form RW - Registration Withdrawal Request
S-1
Helena Global Investment Opportunities I Ltd. - SPA - For each Advance, Helena pays 97% of the lowest daily closing VWAP during the three-trading-day Pricing Period, net of fees; if any one-hour VWAP moves ±7% intraday, that day’s VWAP is reset to 90% of Helena’s sale execution price. Each Advance amount is capped at the lesser of 100% of the average Daily Value Traded over the prior ten trading days or $5 million, unless the parties mutually agree to a higher figure. Helena may not purchase shares that would push its beneficial ownership above 4.99%, exceed the shares covered by the registration statement, or breach the 19.99% Exchange Cap without prior stockholder approval.
Proxies
TYPE
HEADLINE
FILED AT
DEF 14A
Form DEF 14A - Other definitive proxy statements
PRE 14A
Form PRE 14A - Other preliminary proxy statements
DEFA14A
Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
DEFA14A
Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
