Roth Principal Investments, LLC - SPA - Shares may be purchased under a committed equity facility of up to $25.0 million. Each draw is priced at 97% of the volume-weighted average price for market-open and intraday purchases and 95% for pre- and post-market purchases. Purchases are limited by an Exchange Cap and a 4.99% beneficial ownership cap. The company may deliver purchase notices at its discretion and is not required to sell any shares.
