NEWT SEC Filings: 8-K, 10-Q, S-3 & 424B – NewtekOne

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 6, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 10, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 8, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Mar 10, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 7, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 8, 2025

News

TYPE

HEADLINE

FILED AT

8-K

NewtekOne, Inc. Reports 3Q26 Results and Maintains EPS Guidance

Oct 28, 2026

8-K

NewtekOne, Inc. Enters into Note Exchange Agreements for $24.0 Million of Senior Notes

Oct 21, 2026

8-K

NewtekOne, Inc. Declares Dividends on Common Stock and Series B Preferred Shares

Sep 14, 2026

8-K

NewtekOne, Inc. Amends Employment Agreement for CFO Frank DeMaria

Aug 14, 2026

8-K

NewtekOne, Inc. Announces Financial and Operating Results for the Second Quarter Ended June 30, 2026

Aug 6, 2026

8-K

NewtekOne, Inc. Announces Results of 2026 Annual Meeting of Shareholders

Jun 15, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B5

March 2026 ATM | Offering amount: $50,000,000 | Bank: B. Riley Securities, Inc.

Mar 13, 2026

424B3

UPDATED | SHARE RESALE REGISTRATION

Dec 1, 2025

424B2

Form 424B2 - Prospectus [Rule 424(b)(2)]

Aug 15, 2025

424B2

Form 424B2 - Prospectus [Rule 424(b)(2)]

Aug 13, 2025

424B5

June ATM

Jun 6, 2025

424B2

Form 424B2 - Prospectus [Rule 424(b)(2)]

Sep 11, 2024

Registrations

TYPE

HEADLINE

FILED AT

S-3/A

July 2026 SHELF

Jul 17, 2026

S-3

June 2026 SHELF

Jun 25, 2026

8-A12B

Form 8-A12B - Registration of securities [Section 12(b)]

Jan 28, 2026

S-4/A

Form S-4/A - Registration of securities, business combinations: [Amend]

Nov 25, 2025

S-4/A

Form S-4/A - Registration of securities, business combinations: [Amend]

Nov 20, 2025

S-4

Form S-4 - Registration of securities, business combinations

Nov 18, 2025

Proxies

TYPE

HEADLINE

FILED AT

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 24, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 24, 2026

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 24, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 24, 2025

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 29, 2024

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 29, 2024

Ownerships

TYPE

HEADLINE

FILED AT

S-3/A

Form S-3/A - Registration statement under Securities Act of 1933: [Amend]

Jul 17, 2026

S-3

Form S-3 - Registration statement under Securities Act of 1933

Jun 25, 2026

Cestare Thomas David (Reporting)

Jun 25, 2026

SALUTE RICHARD J (Reporting)

Jun 18, 2026

Zink Gregory L (Reporting)

Jun 18, 2026

PEREZ-HICKMAN FERNANDO (Reporting)

Jun 18, 2026

Other

TYPE

HEADLINE

FILED AT

EFFECT

Form EFFECT - Notice of Effectiveness

Jul 22, 2026

CORRESP

Form CORRESP - Correspondence

Jul 17, 2026

LETTER

Form UPLOAD - SEC-generated letter

Jul 2, 2026

EFFECT

Form EFFECT - Notice of Effectiveness

Dec 1, 2025

CORRESP

Form CORRESP - Correspondence

Nov 25, 2025

EFFECT

Form EFFECT - Notice of Effectiveness

Jul 28, 2023

NewtekOne, Inc. NEWT · SEC Filings