LFT SEC Filings: 8-K, 10-Q, S-3 & 424B

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 13, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 15, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Mar 23, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 12, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 8, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 12, 2025

News

TYPE

HEADLINE

FILED AT

8-K

Lument Finance Trust Regains Compliance with NYSE Minimum Share Price Requirement

Oct 6, 2026

8-K

Lument Finance Trust, Inc. Completes 1-for-10 Reverse Stock Split

Sep 14, 2026

8-K

Lument Finance Trust Reports Q2 2026 Results and Announces 1-for-10 Reverse Stock Split

Aug 13, 2026

8-K

Lument Finance Trust Receives NYSE Deficiency Notice Regarding Minimum Share Price

Jul 30, 2026

8-K

Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for Common and Preferred Stock

Jun 12, 2026

8-K

Lument Finance Trust Reports First Quarter 2026 Financial Results

May 20, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B5

SHELF OFFERING | Shares amount: 37,421,825 | Share price: $3.58 | Offering amount: $133,970,134.00

Feb 2, 2022

424B5

SHELF OFFERING | Shares amount: 37,421,825 | Share price: $3.58 | Offering amount: $133,970,134.00

Jan 7, 2022

424B4

OFFERING | Shares amount: 2,400,000 | Share price: $25.00 | Offering amount: $60,000,000.00

Apr 30, 2021

424B5

Form 424B5 - Prospectus [Rule 424(b)(5)]

Oct 13, 2017

424B5

Form 424B5 - Prospectus [Rule 424(b)(5)]

Jun 16, 2017

424B5

Form 424B5 - Prospectus [Rule 424(b)(5)]

Jun 14, 2017

Registrations

TYPE

HEADLINE

FILED AT

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

May 11, 2023

FWP

Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses

Feb 7, 2022

FWP

Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses

Feb 2, 2022

FWP

Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses

Jan 19, 2022

8-A12B

Form 8-A12B - Registration of securities [Section 12(b)]

Jan 18, 2022

S-3

SHELF | Offering amount: $300,000,000.00 EFFECTIVE

Jul 23, 2021

Proxies

TYPE

HEADLINE

FILED AT

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 30, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 30, 2026

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 29, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 29, 2025

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 26, 2024

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 26, 2024

Ownerships

TYPE

HEADLINE

FILED AT

SCHEDULE 13D/A

AXA S.A. (Filed by)

Sep 11, 2026

Cummins Neil A. (Reporting)

Aug 25, 2026

BRIGGS JAMES A (Reporting)

Aug 25, 2026

Hunt James Christopher (Reporting)

Aug 25, 2026

Keenan Walter C (Reporting)

Aug 25, 2026

Flynn James Peter (Reporting)

Aug 25, 2026

Other

TYPE

HEADLINE

FILED AT

EFFECT

Form EFFECT - Notice of Effectiveness

Aug 9, 2021

CORRESP

Form CORRESP - Correspondence

Aug 4, 2021

LETTER

Form UPLOAD - SEC-generated letter

Jul 29, 2021

EFFECT

Form EFFECT - Notice of Effectiveness

Apr 29, 2021

CORRESP

Form CORRESP - Correspondence

Apr 27, 2021

CORRESP

Form CORRESP - Correspondence

Apr 27, 2021

Lument Finance Trust, Inc. LFT · SEC Filings