Ives Ultra AI Opportunities Inc. IVAI · SEC Filings

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A non-diversified, closed-end management investment company that intends to invest at least 80% of i...

Price10.11

Market Cap267.92 M

Float21.5 M

CountryUS

SectorFinancial Services

ExchangeNYSE

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Financials

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News

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Prospectus

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424B1

Form 424B1 - Prospectus [Rule 424(b)(1)]

Oct 1, 2026

497AD

Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]

Sep 30, 2026

Registrations

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POS EX

Form POS EX - Post-effective amendment adding exhibits to registration statement [Rule 462(d)]

Oct 1, 2026

POS EX

Form POS EX - Post-effective amendment adding exhibits to registration statement [Rule 462(d)]

Oct 1, 2026

N-2MEF

Form N-2MEF - Registration of additional securities for a Form N-2 offering [Rule 462(b)]

Sep 29, 2026

N-2/A

Form N-2/A - Registration statement for closed-end investment companies: [Amend]

Sep 28, 2026

8-A12B

Form 8-A12B - Registration of securities [Section 12(b)]

Sep 25, 2026

N-2/A

Form N-2/A - Registration statement for closed-end investment companies: [Amend]

Sep 23, 2026

Proxies

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Ownerships

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YA II PN, Ltd. (Reporting)

Nov 3, 2026

SCHEDULE 13D

YA II PN, Ltd. (Filed by)

Oct 30, 2026

Ives Dan (Reporting)

Oct 9, 2026

YA II PN, Ltd. (Reporting)

Oct 7, 2026

Ives Ultra Capital Management LLC (Reporting)

Oct 6, 2026

Woodcock Alexander (Reporting)

Sep 30, 2026

Other

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EFFECT

Form EFFECT - Notice of Effectiveness

Sep 30, 2026

N-8A

Form N-8A - Notification of registration [Section 8(a)]

Aug 8, 2025