HRZN SEC Filings: 8-K, 10-Q, S-3 & 424B

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 5, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 4, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 5, 2026

10-K/A

Form 10-K/A - Annual report [Section 13 and 15(d), not S-K Item 405]: [Amend]

Apr 30, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Mar 3, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Oct 28, 2025

News

TYPE

HEADLINE

FILED AT

8-K

Horizon Technology Finance Announces Monthly Distributions for January, February and March 2027 Totaling $0.18 per Share

Nov 5, 2026

8-K

Horizon Technology Finance Announces Third Quarter 2026 Financial Results

Nov 5, 2026

8-K

Horizon Technology Finance Corporation Subsidiary Enters Into Material Definitive Agreement Amendments

Sep 9, 2026

8-K

Horizon Technology Finance Announces Q4 2026 Regular and Special Monthly Distributions

Aug 4, 2026

8-K

Horizon Technology Finance Announces Second Quarter 2026 Financial Results

Aug 4, 2026

8-K

Horizon Technology Finance Corporation Announces Results of 2026 Annual Meeting of Stockholders

Jun 26, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B3

SHARE RESALE REGISTRATION

Mar 11, 2026

425

Form 425 - Prospectuses and communications, business combinations

Mar 10, 2026

425

Form 425 - Prospectuses and communications, business combinations

Mar 6, 2026

424B3

UPDATE TO PRIOR PROSPECTUS

Mar 5, 2026

425

Form 425 - Prospectuses and communications, business combinations

Mar 4, 2026

425

Form 425 - Prospectuses and communications, business combinations

Mar 4, 2026

Registrations

TYPE

HEADLINE

FILED AT

POS EX

Form POS EX - Post-effective amendment adding exhibits to registration statement [Rule 462(d)]

Apr 16, 2026

N-14 8C/A

Form N-14 8C/A - Registration statement for closed-end investment company (business combinations): [Amend]

Jan 14, 2026

FWP

Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses

Dec 11, 2025

N-14 8C/A

Form N-14 8C/A - Registration statement for closed-end investment company (business combinations): [Amend]

Dec 3, 2025

N-14 8C

Form N-14 8C - Registration statement for closed-end investment company (business combinations)

Sep 8, 2025

N-2/A

Form N-2/A - Registration statement for closed-end investment companies: [Amend]

Jun 6, 2024

Proxies

TYPE

HEADLINE

FILED AT

Ownerships

TYPE

HEADLINE

FILED AT

4/A

ALLISON THOMAS J. (Reporting)

Jun 11, 2026

O'Connor Kimberley Ann (Reporting)

Jun 11, 2026

Goodman Jonathan Joseph (Reporting)

Jun 10, 2026

Trolio Daniel R. (Reporting)

Jun 10, 2026

Seitz Paul G (Reporting)

Jun 10, 2026

ALLISON THOMAS J. (Reporting)

Jun 10, 2026

Other

TYPE

HEADLINE

FILED AT

EFFECT

Form EFFECT - Notice of Effectiveness

Jan 20, 2026

N-23C-2

Form N-23C-2 - Notice by closed-end investment companies of intent to purchase their own securities

Dec 29, 2025

CORRESP

Form CORRESP - Correspondence

Dec 30, 2024

EFFECT

Form EFFECT - Notice of Effectiveness

Jun 21, 2024

CORRESP

Form CORRESP - Correspondence

Jun 6, 2024

CORRESP

Form CORRESP - Correspondence

May 9, 2023

Horizon Technology Finance Corporation HRZN · SEC Filings