HNNA SEC Filings: 8-K, 10-Q, S-3 & 424B

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 5, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 6, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Feb 5, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Dec 3, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 6, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 7, 2025

News

TYPE

HEADLINE

FILED AT

8-K

Hennessy Advisors, Inc. Announces Quarterly Dividend of $0.15 Per Share

Oct 28, 2026

8-K

Hennessy Advisors, Inc. Reports Third Quarter Fiscal 2026 Results and Declares Quarterly Dividend

Aug 5, 2026

8-K

Hennessy Advisors, Inc. Announces Full Redemption of 4.875% Notes Due 2026

May 28, 2026

8-K

Hennessy Advisors, Inc. Reports Second Quarter Fiscal 2026 Results and Declares Quarterly Dividend

May 6, 2026

8-K

Hennessy Advisors, Inc. Annual Meeting Results Announced

Feb 9, 2026

8-K

Hennessy Advisors Reports Quarterly Earnings and 15th Dividend Increase

Feb 5, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B3

UPDATED

Jan 5, 2024

424B4

$35,000,000-

Oct 14, 2021

424B3

1,470,000 Shares of Common Stock (no par value)-

Jan 7, 2021

424B3

UPDATED

Dec 17, 2019

424B3

UPDATED

Jan 8, 2018

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

Sep 25, 2015

Registrations

TYPE

HEADLINE

FILED AT

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Feb 9, 2024

S-3

SHELF | Float: 2,896,740 | Amount sold to date: $73,807.00 EFFECTIVE

Dec 8, 2023

8-A12B

Form 8-A12B - Registration of securities [Section 12(b)]

Oct 20, 2021

FWP

Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses

Oct 14, 2021

S-1/A

INITIAL REGISTRATION FOR OFFERING | Offering amount: $35,000,000.00 EFFECTIVE

Oct 12, 2021

S-1

INITIAL REGISTRATION FOR OFFERING EFFECTIVE

Sep 23, 2021

Proxies

TYPE

HEADLINE

FILED AT

N-PX

Form N-PX - Annual Report of proxy voting record of management investment companies

Aug 13, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Dec 10, 2025

N-PX

Form N-PX - Annual Report of proxy voting record of management investment companies

Aug 25, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Dec 18, 2024

N-PX

Form N-PX - Annual Report of proxy voting record of management investment companies

Aug 29, 2024

DEF 14A

Form DEF 14A - Other definitive proxy statements

Dec 13, 2023

Ownerships

TYPE

HEADLINE

FILED AT

Other

TYPE

HEADLINE

FILED AT

Hennessy Advisors, Inc. HNNA · SEC Filings