HGBL SEC Filings: 8-K, 10-Q, S-3 & 424B – Heritage Global

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 5, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 13, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 7, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Mar 12, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 6, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 7, 2025

News

TYPE

HEADLINE

FILED AT

8-K

Heritage Global Inc. Enters into $10.0 Million Revolving Credit Facility with C3bank

Sep 22, 2026

8-K

Heritage Global Acquires Boston Note Company to Expand Financial Assets Platform

Aug 3, 2026

8-K

Heritage Global Announces Strategic Wind Down of Heritage Global Capital and Reschedules Q2 2026 Earnings Call

Jul 31, 2026

8-K

Heritage Global Inc. Announces Results of 2026 Annual Meeting of Shareholders

Jun 4, 2026

8-K

Heritage Global Inc. Acquires DebtX for $8.5 Million

Jan 12, 2026

8-K

Heritage Global Inc. Holds 2025 Annual Meeting of Shareholders

Jun 9, 2025

Prospectus

TYPE

HEADLINE

FILED AT

424B2

Form 424B2 - Prospectus [Rule 424(b)(2)]

Oct 2, 2020

424B5

PENDING OFFERING | Float: 16,930,095 | Amount sold to date: $0.00 | Bank: Lake Street

Oct 1, 2020

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

Jul 21, 1999

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

Dec 16, 1998

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

Mar 23, 1998

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

Dec 22, 1997

Registrations

TYPE

HEADLINE

FILED AT

S-3

SHELF | Offering amount: $150,000,000.00 EFFECTIVE

Sep 14, 2023

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Jul 13, 2022

S-3

SHARE RESALE REGISTRATION | Shares amount: 3,564,897 | Share price: $2.05 EFFECTIVE

Sep 24, 2021

S-3

Form S-3 - Registration statement under Securities Act of 1933

Sep 3, 2020

8-A12B

Form 8-A12B - Registration of securities [Section 12(b)]

Aug 25, 2020

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Nov 7, 2016

Proxies

TYPE

HEADLINE

FILED AT

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 21, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 21, 2026

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 23, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 22, 2025

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

May 17, 2024

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 23, 2024

Ownerships

TYPE

HEADLINE

FILED AT

Other

TYPE

HEADLINE

FILED AT

EFFECT

Form EFFECT - Notice of Effectiveness

Sep 26, 2023

CORRESP

Form CORRESP - Correspondence

Sep 21, 2023

LETTER

Form UPLOAD - SEC-generated letter

Sep 21, 2023

EFFECT

Form EFFECT - Notice of Effectiveness

Oct 7, 2021

CORRESP

Form CORRESP - Correspondence

Oct 4, 2021

LETTER

Form UPLOAD - SEC-generated letter

Sep 30, 2021

Heritage Global Inc. HGBL · SEC Filings