U.S. Global Investors, Inc. GROW · SEC Filings

21

U.S. Global Investors, Inc. functions as a publicly traded asset management firm, primarily offering...

Price2.575

Market Cap32.41 M

Float11.87 M

CountryUS

SectorFinancial Services

ExchangeNASDAQ

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Financials

TYPE

HEADLINE

FILED AT

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Sep 3, 2026

10-Q/A

Form 10-Q/A - Quarterly report [Sections 13 or 15(d)]: [Amend]

Jun 5, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 13, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Feb 20, 2026

NT 10-Q

Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB

Feb 17, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 12, 2025

News

TYPE

HEADLINE

FILED AT

8-K

U.S. Global Investors Reports $3.1 Million in Net Income for Fiscal Year 2026

Sep 3, 2026

8-K

U.S. Global Investors Announces Restatement of EPS for Q3 2026

Jun 8, 2026

8-K

U.S. Global Investors Announces Intent to Restate EPS for March 31, 2026, Financial Statements

Jun 1, 2026

8-K

U.S. Global Investors Reports Fiscal Third Quarter 2026 Financial Results

May 13, 2026

8-K

U.S. Global Investors Reports 12% Sequential AUM Growth in Q2 Fiscal 2026

Feb 20, 2026

8-K

U.S. Global Investors Announces Rebound in Profitability in the First Quarter of Fiscal 2026 on Rising Gold Assets and Investment Income

Nov 12, 2025

Prospectus

TYPE

HEADLINE

FILED AT

497

Form 497 - Definitive materials

Aug 6, 1998

497

Form 497 - Definitive materials

May 14, 1998

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

Feb 16, 1996

Registrations

TYPE

HEADLINE

FILED AT

S-8 POS

Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments

Jan 25, 2016

S-8 POS

Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments

Jan 25, 2016

S-8 POS

Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments

Jan 20, 2016

S-8 POS

Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments

Jan 20, 2016

S-8 POS

Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments

Jan 20, 2016

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Oct 26, 2015

Proxies

TYPE

HEADLINE

FILED AT

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Feb 1, 2007

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Jan 16, 2007

DEF 14A

Form DEF 14A - Other definitive proxy statements

Nov 21, 2006

PRE 14A

Form PRE 14A - Other preliminary proxy statements

Nov 8, 2006

Ownerships

TYPE

HEADLINE

FILED AT

4

NEWPilecki Derek Steven (Reporting)

Nov 9, 2026

4

Gator Capital Management, LLC (Reporting)

Nov 3, 2026

4

Pilecki Derek Steven (Reporting)

Nov 3, 2026

4

HOLMES FRANK E (Reporting)

Nov 2, 2026

4

Callicotte Lisa (Reporting)

Nov 2, 2026

4

Gator Capital Management, LLC (Reporting)

Oct 26, 2026

Other

TYPE

HEADLINE

FILED AT

LETTER

Form UPLOAD - SEC-generated letter

May 9, 2014

CORRESP

Form CORRESP - Correspondence

May 9, 2014

CORRESP

Form CORRESP - Correspondence

Apr 1, 2014

LETTER

Form UPLOAD - SEC-generated letter

Mar 5, 2014

LETTER

Form UPLOAD - SEC-generated letter

Mar 21, 2011

CORRESP

Form CORRESP - Correspondence

Mar 9, 2011