GEG SEC Filings: 8-K, 10-Q, S-3 & 424B – Great Elm

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 4, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Aug 26, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 6, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Feb 4, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 12, 2025

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Sep 2, 2025

News

TYPE

HEADLINE

FILED AT

8-K

Great Elm Group Reports Fiscal 2027 First Quarter Financial Results

Nov 4, 2026

8-K

Eric Scheyer to Step Down from Great Elm Group Board at 2026 Annual Meeting

Oct 23, 2026

8-K

Great Elm Group Reports Fiscal 2026 Fourth Quarter and Full Year Financial Results

Aug 26, 2026

8-K

Great Elm Group Reports Fiscal 2026 Third Quarter Financial Results

May 6, 2026

8-K

Great Elm Group Reports Fiscal 2026 Second Quarter Financial Results with Key Highlights

Feb 4, 2026

8-K

Great Elm Group, Inc. Updates Segment Financial Reporting and Business Operations

Jan 7, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B1

Form 424B1 - Prospectus [Rule 424(b)(1)]

Jun 8, 2022

424B3

18,482,809 Shares of Common Stock Offered by Selling Stockholders-

Jan 26, 2021

Registrations

TYPE

HEADLINE

FILED AT

S-3

SHARE RESALE REGISTRATION

Jan 7, 2026

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Jan 7, 2026

Form D - Notice of Exempt Offering of Securities - Item 06b

Aug 28, 2025

Form D - Notice of Exempt Offering of Securities - Item 06b

Aug 1, 2025

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Feb 7, 2025

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Nov 21, 2022

Proxies

TYPE

HEADLINE

FILED AT

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Oct 23, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Oct 23, 2026

DEFR14A

Form DEFR14A - Revised definitive proxy soliciting materials

Oct 31, 2025

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Oct 17, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Oct 17, 2025

DEFR14A

Form DEFR14A - Revised definitive proxy soliciting materials

Oct 21, 2024

Ownerships

TYPE

HEADLINE

FILED AT

Great Elm Group, Inc. (Reporting)

Sep 23, 2026

Milz Nichole (Reporting)

Sep 23, 2026

Davis Keri (Reporting)

Sep 23, 2026

Kleinman Adam M (Reporting)

Sep 23, 2026

LONG BALL PARTNERS LLC (Reporting)

Sep 23, 2026

SCHEDULE 13D/A

LONG BALL PARTNERS LLC (Filed by)

Sep 10, 2026

Other

TYPE

HEADLINE

FILED AT

EFFECT

Form EFFECT - Notice of Effectiveness

Jan 14, 2026

CORRESP

Form CORRESP - Correspondence

Jan 9, 2026

LETTER

Form UPLOAD - SEC-generated letter

Jan 9, 2026

EFFECT

Form EFFECT - Notice of Effectiveness

Jun 8, 2022

CORRESP

Form CORRESP - Correspondence

Jun 6, 2022

CORRESP

Form CORRESP - Correspondence

Jun 6, 2022

Great Elm Group, Inc. GEG · SEC Filings