White Lion Capital, LLC - SPA - Rapid Purchase Notices: notice-day low; VWAP Purchase Notices: 97% of lowest daily VWAP over 3 business days starting on notice date. Per notice: 10% of day's volume or 60% of prior 5-business-day average daily volume, respectively; daily notice count unspecified. No stated floor; 4.99% ownership cap (9.99% by mutual agreement).
DRS
Form DRS - Draft Registration Statement
POS AM
Form POS AM - Post-Effective amendments for registration statement
S-3
SHARE RESALE REGISTRATION
S-1/A
Sixth Borough - SPA - Each sale of our common stock to Sixth Borough under the Purchase Agreement is made at the “Average Price,” defined as the lower of (i) the official closing price on the trading day immediately preceding the agreement date and (ii) the average official closing price for the five consecutive trading days ending on that date, and issuances can occur only if this Average Price is at least $4.63 per share. We may not issue more than 179,792 shares (19.99% of the pre-agreement outstanding shares) to Sixth Borough unless we first obtain stockholder approval or the Average Price condition is satisfied. The agreement also contains a Beneficial Ownership Cap that limits the percentage of our outstanding shares that Sixth Borough may hold at any time. These pricing and ownership limits govern the amount and timing of each draw under the standby equity purchase arrangement.
Proxies
TYPE
HEADLINE
FILED AT
PRE 14A
Form PRE 14A - Other preliminary proxy statements
DEFA14A
Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
