Track Gladstone Investment (GAIN) shelf registrations, ATM offerings, warrant and convertible activity, and Nasdaq listing compliance, sourced from SEC filings. The cash position and Nasdaq compliance below are free; the full GAIN offering history and dilution risk rating are part of AskEdgar Pro.
Pending and completed GAIN offerings, shelf registrations with remaining raisable capacity, at-the-market programs and equity lines, extracted from SEC filings.
Outstanding GAIN warrants and convertible notes with exercise and conversion prices, remaining amounts and price-protection terms.
GAIN reverse split status, past split ratios, former ticker symbols and lock-up expirations.
Rights attached to past GAIN financings and who holds the stock: right of first refusal, participation and registration rights, share issuance restrictions, ownership and legal counsel.
An AI summary of management's commentary on GAIN liquidity, going-concern risk and funding plans, plus analyst insights.