FLUX SEC Filings: 8-K, 10-Q, S-3 & 424B – Flux Power

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 3, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Aug 20, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 7, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Feb 12, 2026

10-K/A

Form 10-K/A - Annual report [Section 13 and 15(d), not S-K Item 405]: [Amend]

Dec 10, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 13, 2025

News

TYPE

HEADLINE

FILED AT

Prospectus

TYPE

HEADLINE

FILED AT

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

Sep 18, 2026

424B3

UPDATE TO PRIOR PROSPECTUS | Shares: 38,461,538

Sep 11, 2026

424B3

SHARE RESALE REGISTRATION | Shares: 38,461,538

Aug 26, 2026

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

Jul 30, 2026

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

Jul 30, 2026

424B3

SHARE RESALE REGISTRATION | Offering amount: $40,000,000 | Shares: 38,461,538 | Bank: Digital Offering, LLC

Jun 4, 2026

Registrations

TYPE

HEADLINE

FILED AT

Form D - Notice of Exempt Offering of Securities - Item 06b

May 22, 2026

S-1

Roth Principal Investments - SPA - The securities being registered were originally issued in a private placement completed on September 15, 2025 pursuant to an Amended and Restated Purchase Agreement. They consist of shares of Series A Convertible Preferred Stock and pre-funded warrants. The selling shareholders may offer and sell the underlying common shares from time to time.

May 22, 2026

S-1

SHARE RESALE REGISTRATION

Oct 20, 2025

S-1/A

SHARE RESALE REGISTRATION

Oct 10, 2025

S-1

OFFERING (Public Offering) - Lake Street

Oct 1, 2025

Form D - Notice of Exempt Offering of Securities - Item 06b

Jul 23, 2025

Proxies

TYPE

HEADLINE

FILED AT

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Feb 10, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Feb 10, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Aug 14, 2025

PRE 14A

Form PRE 14A - Other preliminary proxy statements

Aug 4, 2025

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 9, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 9, 2025

Ownerships

TYPE

HEADLINE

FILED AT

SCHEDULE 13G/A

Cleveland Capital Management, L.L.C. (Filed by)

Jul 24, 2026

Vanka Krishna C (Reporting)

Jul 6, 2026

144

Form 144 - Report of proposed sale of securities

Jul 2, 2026

Walters-Hoffert Lisa (Reporting)

Jun 1, 2026

Robinette Dale Thomas (Reporting)

Jun 1, 2026

Leposky Mark F (Reporting)

Jun 1, 2026

Other

TYPE

HEADLINE

FILED AT

Flux Power Holdings, Inc. FLUX · SEC Filings