Back
EXEL
Price
Market Cap
Country
Sector
Exchange
OverviewFilingsInsightsDilutionNewsTranscripts
Search in Documents

Cash Position

Unlock Full Dilution Risk Insights

Upgrade to Pro to Access AI-Powered Offering & Warrant Data See dilution risk before it hits the chart.
NASDAQ Compliance TrackingOffering Risk AssessmentWarrant and Convertible Monitoring
Upgrade to Pro

Commentary on Financial Condition

SeaStar Medical Holdings Corporation is facing significant financial challenges, with recurring losses and a working capital deficiency raising substantial doubt about its ability to continue as a going concern over the next twelve months. As of March 31, 2025, the company had a cash balance of $5.3 million, which is insufficient to meet its operational needs for the coming year. The company has been financing its operations primarily through equity sales and convertible debt, but it acknowledges the need for additional capital to fund its ongoing clinical trials and commercialization efforts. If unable to secure further funding, SeaStar Medical may have to delay or cease its research and development programs, which would negatively impact its business and financial condition., Filed At: 2025-05-14

Former Symbols

No former symbols for EXEL

Nasdaq Compliance

No NASDAQ compliance data available

Previous Splits

Date
Split
6/10/2024
25 to 1
Pending Offering
Title
Details
Offering Amt
Shr Amt
Share Price
Warrants
Bank
Date
Type
OFFERING (Best Efforts Public Offering) - Placement Agent
-
-
4.24 M
$1.18
4.24 M
-
Jun 15, 2025
Shelf
Title
Raisable Amt
Offering Amt
Amt Sold Last 12 Mos
Float
60 Day High
Price to Exceed Baby Shelf
Float Value
Exp Date
Effective date
December 2023 SHELF
$71,102,150.00
$100.00 M
0
10.21 M
176
7.35
1.80 B
12/26/2026
12/26/2023
ATM
Title
ATM Remaining
Offering Amt
Exp Date
Shr Amt
Bank
Date
Type
April 2025 ATM
$6,533,000.00
$7.43 M
-
-
H.C. Wainwright & Co.
Apr 1, 2025
August 2024 ATM
$6,533,000.00
$25.00 M
-
-
H.C. Wainwright & Co.
Aug 19, 2024
Warrants
Title
Registered
Remaining Warrants
Ex Price
Cost Basis
Total Warrants
Owners
Bank
Price Protection
Details
Exercisable Date
Expiration Date
Filed Date
February 2025 - Warrants
Registered
3,529,412
$1.70
-
3,529,412
Armistice
HC Wainwright
Customary Anti-Dilution
Registered on 4/30/25
Feb 2, 2025
Feb 2, 2030
Feb 2, 2025
July 2024 - - Warrants
Registered
947,868
$10.55
-
947,868
Armistice, Alto, Intracoastal, Sabby
Customary Anti-Dilution
-
-
Jul 10, 2024
January 2024 -Series B Warrants
Registered
216,815
$20.75
-
216,815
3i, LP
N/A
-
-
Jan 29, 2024
January 2024 -Series A Warrants
Registered
433,630
$20.75
-
433,630
3i, LP
N/A
-
-
Jan 29, 2024
December 2023 - Warrants
Registered
63,324
$14.00
-
63,324
3i, LP
Full Ratchet
-
-
Dec 10, 2023
November 2023 - Warrants
Registered
-
$5.00
-
29,551
3i, LP
Full Ratchet
-
-
Nov 26, 2023
August 2023 - Warrants
Registered
-
$5.00
-
88,654
HB Strategies LLC, Vellar Opportunity Fund SPV LLC – Series 4
Full Ratchet
-
-
Aug 6, 2023
March 2023 - Warrants
Registered
-
$5.00
-
212,514
3i
Full Ratchet
-
-
Mar 15, 2023
October 2022 - Warrants
Registered
422,000
$287.50
-
422,000
N/A
N/A
-
-
Oct 27, 2022
October 2022 - Warrants
Registered
249,520
$287.50
-
249,520
N/A
N/A
-
-
Oct 27, 2022
Convertibles
Title
Registered
Shares Remaining
Cv Price
$ Amt Remaining
Total $ Amt
Owners
Bank
Price Protection
Details
Convertible Date
Maturity Date
Filed Date
December 2023 - Convertible Note
Registered
0
$14.00
$0.00
$2,173,912.00
3i, LP
Full Ratchet
-
-
Dec 10, 2023
November 2023 - Convertible Note
Registered
0
$9.25
$0.00
$543,478.00
3i, LP
Full Ratchet
-
-
Nov 26, 2023
August 2023 - Convertible Note
Registered
0
$5.00
$0.00
$1,630,434.00
HB Strategies LLC, Vellar Opportunity Fund SPV LLC – Series 4
Full Ratchet
-
-
Aug 6, 2023
March 2023 - Convertible Note
Registered
0
$5.00
$0.00
$5,474,000.00
3i
Full Ratchet
-
-
Mar 15, 2023
Equity Line
Details
Offering Amt
Shr Amt
Share Price
Warrants
Ex Price
Cv Price
Date
Type
ATM Remaining
SPA - Lincoln Park SPA - The price at which shares are sold to Lincoln Park on a given day is determined as 97% of the lower of two values: (i) the lowest sale price of the company's common stock on the business day when the sale is initiated, or (ii) the average of the three lowest closing sale prices over the ten consecutive business days preceding the sale. The amount of shares sold on a given day can be up to 40,000 shares, but this can increase to 75,000 shares depending on the market price of the stock, with a maximum commitment of $500,000 per single Regular Purchase. Additionally, the company can direct Lincoln Park to purchase accelerated amounts under certain conditions.
$15.00 M
4.74 M
-
-
$0.00
-
May 18, 2025
$0.00
Completed Offerings
Title
Offering Amt
Shr Amt
Share Price
Warrants
Bank
Owners
Date
Type
ATM USED
$900.00 k
623.65 k
$1.44
-
HC Wainwright
-
May 8, 2025
S-3
NEW EQUITY LINE
$15.00 M
236.41 k
-
-
-
-
Apr 24, 2025
ATM USED
$3.43 M
-
-
-
HC Wainwright
-
Mar 30, 2025
S-3
REGISTERED OFFERING
$6.00 M
3.53 M
$1.70
3.53 M
HC Wainwright
Armistice
Feb 2, 2025
S-3
REGISTERED OFFERING (RDO)
$10.00 M
947.87 k
$10.55
947.87 k
HC Wainwright
Armistice, Alto, Intracoastal, Sabby
Jul 9, 2024
S-3
REGISTERED OFFERING (RDO)
$9.00 M
433.63 k
$20.75
650.45 k
Maxim
Armistice
Jan 25, 2024
S-3
PRIVATE PLACEMENT
$815.22 k
58.23 k
$14.00
31.66 k
-
3i
Jan 23, 2024
PRIVATE PLACEMENT
$271.74 k
19.41 k
$14.00
10.55 k
-
-
Jan 11, 2024
PRIVATE PLACEMENT
$543.48 k
-
$9.25
29.55 k
-
3i
Nov 26, 2023
ATM USED
$3.46 M
234.42 k
$14.75
-
Tumim Stone
-
Oct 9, 2023
S-1
PRIVATE PLACEMENT
$543.48 k
108.70 k
$5.00
29.55 k
-
3i
Aug 6, 2023
PRIVATE PLACEMENT
$3.30 M
48.89 k
$67.50
13.13 k
Maxim
3i
Mar 15, 2023
REGISTERED OFFERING
$90.00 M
360.00 k
$250.00
360.00 k
Maxim Group LLC
-
Jan 26, 2021
Lock Up
Title
Description
Duration
Parties
Conditions
Shr Amt
Start Date
End Date
Date
Type
Company and Officers & Directors Lock-Up Agreement (60-Day Post-Closing)
We and each of our officers and directors have agreed with the Placement Agent to be subject to a lock-up period of sixty (60) days following the date of closing of the offering pursuant to this prospectus, during which they may not offer for sale, sell or otherwise dispose of any of our shares of Common Stock or any securities convertible into or exercisable for shares of Common Stock, subject to customary exceptions.
60
We and each of our officers and directors
The Placement Agent may waive the terms of these lock-up agreements in its sole discretion and without notice.
-
-
-
Jun 15, 2025
S-1
Amended and Restated Registration Rights Agreement Lock-Up
On April 21, 2022, in connection with the closing of the Business Combination, certain stockholders of SeaStar Medical and LMAO entered into the Amended and Restated Registration Rights Agreement, which imposed lock-up restrictions on shares of Common Stock held by Registration Rights Stockholders following consummation of the Business Combination.
Registration Rights Stockholders
-
-
4/21/2022
-
May 18, 2025
S-1
Officers, Directors and Executive Officers Lock-Up
We, each of our officers and directors and executive officers, have agreed, subject to certain exceptions, not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any shares of our Common Stock or other securities convertible into or exercisable or exchangeable for our Common Stock for a period of 120 days after this offering is completed without the prior written consent of the Placement Agent.
120
We, each of our officers and directors and executive officers
The Placement Agent may, in its sole discretion and without notice, release some or all of the shares subject to the lock‑up agreements prior to the expiration of the lock‑up period, considering the security holder’s reasons for requesting the release, the number of shares for which the release is being requested and market conditions at the time.
-
-
-
Sep 7, 2023
S-1