EFC SEC Filings: 8-K, 10-Q, S-3 & 424B

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 6, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 10, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 11, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Mar 2, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 10, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 11, 2025

News

TYPE

HEADLINE

FILED AT

8-K

Ellington Financial Declares Monthly Common Dividend of $0.13 Per Share

Nov 5, 2026

8-K

Ellington Financial Inc. Reports Third Quarter 2026 Results

Nov 4, 2026

8-K

Ellington Financial Announces Estimated Book Value Per Common Share of $13.53 as of September 30, 2026

Oct 27, 2026

8-K

Ellington Financial Declares Monthly Common Dividend of $0.13 Per Share

Oct 7, 2026

8-K

Ellington Financial Announces Estimated Book Value Per Common Share of $13.62 as of August 31, 2026

Sep 24, 2026

8-K

Ellington Financial Closes Additional $150 Million Senior Unsecured Notes Offering

Sep 17, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B5

REGISTERED OFFERING

Jan 27, 2026

424B5

PENDING FIXED PRICE OFFERING | Shares: 8,775,000 | Bank: Morgan Stanley, Goldman Sachs & Co. LLC

Jan 26, 2026

424B5

December 2025 ATM | Offering amount: $500,000,000 | Amount sold to date: $300,000,000

Dec 23, 2025

424B5

ATM | Offering amount: $300,000,000

Sep 30, 2024

425

Registration

Nov 29, 2023

424B5

ATM | Offering amount: $225,000,000 | Amount sold to date: $207,920,000

Nov 13, 2023

Registrations

TYPE

HEADLINE

FILED AT

S-3ASR

SHARE RESALE REGISTRATION

Dec 23, 2025

8-A12B

Registration

Dec 13, 2023

S-4/A

”), (iii) 100,000 shares of preferred stock designated as Series A Preferred Stock (“

Oct 23, 2023

Registration

Oct 23, 2023

S-4

How will EFC common stockholders be affected by the Merger and the EFC Common Stock Issuance?

Aug 2, 2023

S-4

”), (iii) 100,000 shares of preferred stock designated as Series A Preferred Stock (“

Jul 18, 2023

Proxies

TYPE

HEADLINE

FILED AT

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 8, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 8, 2026

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 18, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 18, 2025

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 5, 2024

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 5, 2024

Ownerships

TYPE

HEADLINE

FILED AT

SCHEDULE 13G/A

VANGUARD CAPITAL MANAGEMENT LLC (Filed by)

Oct 30, 2026

SIMON RONALD I (Reporting)

Sep 10, 2026

Resendez Edward (Reporting)

Sep 10, 2026

Dannhauser Stephen J (Reporting)

Sep 10, 2026

Mumford Lisa (Reporting)

Sep 10, 2026

Vranos Michael W (Reporting)

Aug 6, 2026

Other

TYPE

HEADLINE

FILED AT

EFFECT

Form EFFECT - Notice of Effectiveness

Nov 3, 2023

CORRESP

Form CORRESP - Correspondence

Oct 31, 2023

LETTER

Form UPLOAD - SEC-generated letter

Jul 31, 2023

CORRESP

Form CORRESP - Correspondence

Jul 13, 2023

LETTER

Form UPLOAD - SEC-generated letter

Jun 28, 2023

EFFECT

Form EFFECT - Notice of Effectiveness

Apr 12, 2021

Ellington Financial Inc. EFC · SEC Filings