DRCT SEC Filings: 8-K, 10-Q, S-3 & 424B – Direct Digital

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 14, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 15, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Mar 31, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 12, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 6, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 7, 2025

News

TYPE

HEADLINE

FILED AT

8-K

Voluntary Nasdaq Delisting and SEC Deregistration Expected in November 2026 Following Trading Suspension and Listing Compliance Failure

Oct 21, 2026

8-K

Direct Digital Holdings Receives Nasdaq Delisting Notice and Anticipates Trading on OTC Markets

Oct 2, 2026

8-K

Direct Digital Holdings Enters into Fourteenth Amendment Providing a Revolving Credit Facility of Up to $3.0 Million

Oct 1, 2026

8-K

Direct Digital Holdings, Inc. Enters into Thirteenth Amendment to Term Loan Facility

Aug 28, 2026

8-K

Direct Digital Holdings, Inc. Secures Debt Covenant Waivers and Nasdaq Compliance Extension

Aug 21, 2026

8-K

Direct Digital Holdings Reports Second Quarter 2026 Financial Results

Aug 12, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B3

SPA | Offering amount: $50,000,000 | Shares: 20,000,000 | Bank: Digital Offering, LLC

May 28, 2026

424B3

SHARE RESALE REGISTRATION | Shares: 1,818,181

Feb 11, 2026

424B4

SHARE RESALE REGISTRATION | Shares amount: 50,000,000

Dec 1, 2025

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 8,500,000 |

Sep 12, 2025

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 8,500,000

May 8, 2025

424B3

UPDATED | SHARE RESALE REGISTRATION | Shares amount: 8,500,000

Mar 28, 2025

Registrations

TYPE

HEADLINE

FILED AT

S-8 POS

Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments

Oct 26, 2026

S-8 POS

Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments

Oct 26, 2026

S-8 POS

Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments

Oct 26, 2026

POS AM

Form POS AM - Post-Effective amendments for registration statement

Oct 23, 2026

POS AM

Form POS AM - Post-Effective amendments for registration statement

Oct 23, 2026

POS AM

Form POS AM - Post-Effective amendments for registration statement

Oct 23, 2026

Proxies

TYPE

HEADLINE

FILED AT

DEFR14A

Form DEFR14A - Revised definitive proxy soliciting materials

Jun 29, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Jun 23, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Dec 15, 2025

PRE 14A

Form PRE 14A - Other preliminary proxy statements

Dec 5, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Sep 29, 2025

PRE 14A

Form PRE 14A - Other preliminary proxy statements

Sep 19, 2025

Ownerships

TYPE

HEADLINE

FILED AT

Diaz Diana P (Reporting)

Oct 21, 2026

Walker Mark D (Reporting)

Sep 3, 2026

144

Form 144 - Report of proposed sale of securities

Aug 31, 2026

Walker Mark D (Reporting)

Aug 28, 2026

Leatherberry Antoinette Renee (Reporting)

Jun 29, 2026

Cohen Richard (Reporting)

Jun 29, 2026

Other

TYPE

HEADLINE

FILED AT

EFFECT