COHN SEC Filings: 8-K, 10-Q, S-3 & 424B – Cohen &

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 3, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 4, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Mar 6, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 6, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 4, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 2, 2025

News

TYPE

HEADLINE

FILED AT

8-K

Cohen & Company Inc. Amends and Restates Senior Promissory Note with JKD Capital Partners

Aug 31, 2026

8-K

Cohen & Company Reports Second Quarter 2026 Financial Results and Declares Quarterly Dividend

Aug 3, 2026

8-K

Cohen & Company Inc. Announces Completion of IPO for Columbus Circle Capital Corp. III

Jul 10, 2026

8-K

Columbus Circle Capital Corp. II to Merge with Elroy Air, Inc.

Jun 30, 2026

8-K

Cohen & Company Inc. Amends Loan Agreement with Byline Bank

Jun 22, 2026

8-K

Cohen & Company Inc. Announces Results of 2026 Annual Meeting of Stockholders

Jun 3, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B5

February 2026 ATM | Offering amount: $13,094,305 | Bank: Northland Securities, Inc. and Cohen & Company Securities, LLC

Feb 20, 2026

424B5

ATM | Offering amount: $4,711,767 | Amount sold to date: $0 | Float: 1,195,880

Oct 5, 2023

424B5

Up to $9,318,043-

Mar 8, 2021

424B5

Shares having an aggregate offering price of up to $5,108,136.-

Dec 1, 2020

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

Jan 27, 2014

424B3

Form 424B3 - Prospectus [Rule 424(b)(3)]

May 25, 2010

Registrations

TYPE

HEADLINE

FILED AT

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Jun 4, 2026

S-3

SHARE RESALE REGISTRATION

May 18, 2026

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Jun 4, 2025

S-3/A

SHELF | ATM | Offering amount: $75,000,000.00 | Float: 1,273,826 | Amount sold to date: $0.00 EFFECTIVE

May 2, 2024

8-A12B

Form 8-A12B - Registration of securities [Section 12(b)]

Jan 2, 2024

S-3

SHELF | ATM | Offering amount: $75,000,000.00 | Float: 1,195,880 | Amount sold to date: $0.00 EFFECTIVE

Oct 26, 2023

Proxies

TYPE

HEADLINE

FILED AT

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 16, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 16, 2026

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 17, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 17, 2025

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 19, 2024

DEF 14A

Form DEF 14A - Other definitive proxy statements

Apr 19, 2024

Ownerships

TYPE

HEADLINE

FILED AT

Pooler Joseph W. Jr. (Reporting)

Aug 7, 2026

144

Form 144 - Report of proposed sale of securities

Aug 6, 2026

144

Form 144 - Report of proposed sale of securities

Aug 5, 2026

COHEN DANIEL G (Reporting)

Jul 17, 2026

Cohen & Co Inc. (Reporting)

Jul 13, 2026

Cohen & Co Inc. (Reporting)

Jul 8, 2026

Other

TYPE

HEADLINE

FILED AT

EFFECT

Form EFFECT - Notice of Effectiveness

Jun 3, 2026

CORRESP

Form CORRESP - Correspondence

May 29, 2026

LETTER

Form UPLOAD - SEC-generated letter

May 28, 2026

EFFECT

Form EFFECT - Notice of Effectiveness

May 7, 2024

CORRESP

Form CORRESP - Correspondence

May 2, 2024

LETTER

Form UPLOAD - SEC-generated letter

Dec 20, 2023

Cohen & Company Inc. COHN · SEC Filings