Title | Details | Offering Amt | Shr Amt | Share Price | Warrants | Bank | Date | Type | |
|---|---|---|---|---|---|---|---|---|---|
OFFERING (Best Efforts Public Offering) - Placement Agent | - | - | 4.24 M | $1.18 | 4.24 M | - | Jun 15, 2025 |
Title | Raisable Amt | Offering Amt | Amt Sold Last 12 Mos | Float | 60 Day High | Price to Exceed Baby Shelf | Float Value | Exp Date | Effective date | |
|---|---|---|---|---|---|---|---|---|---|---|
December 2023 SHELF | $71,102,150.00 | $100 M | 0 | 10.21 M | 176 | 7.35 | 1.8 B | 12/26/2026 | 12/26/2023 |
Title | Registered | Remaining Warrants | Ex Price | Cost Basis | Total Warrants | Owners | Bank | Price Protection | Details | Exercisable Date | Expiration Date | Filed Date | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
February 2025 - Warrants | Registered | 3,529,412 | $1.70 | - | 3,529,412 | Armistice | HC Wainwright | Customary Anti-Dilution | Registered on 4/30/25 | Feb 2, 2025 | Feb 2, 2030 | Feb 2, 2025 | |
July 2024 - - Warrants | Registered | 947,868 | $10.55 | - | 947,868 | Armistice, Alto, Intracoastal, Sabby | Customary Anti-Dilution | - | - | Jul 10, 2024 | |||
January 2024 -Series B Warrants | Registered | 216,815 | $20.75 | - | 216,815 | 3i, LP | N/A | - | - | Jan 29, 2024 | |||
January 2024 -Series A Warrants | Registered | 433,630 | $20.75 | - | 433,630 | 3i, LP | N/A | - | - | Jan 29, 2024 | |||
December 2023 - Warrants | Registered | 63,324 | $14.00 | - | 63,324 | 3i, LP | Full Ratchet | - | - | Dec 10, 2023 | |||
November 2023 - Warrants | Registered | - | $5.00 | - | 29,551 | 3i, LP | Full Ratchet | - | - | Nov 26, 2023 | |||
August 2023 - Warrants | Registered | - | $5.00 | - | 88,654 | HB Strategies LLC, Vellar Opportunity Fund SPV LLC – Series 4 | Full Ratchet | - | - | Aug 6, 2023 | |||
March 2023 - Warrants | Registered | - | $5.00 | - | 212,514 | 3i | Full Ratchet | - | - | Mar 15, 2023 | |||
October 2022 - Warrants | Registered | 422,000 | $287.50 | - | 422,000 | N/A | N/A | - | - | Oct 27, 2022 | |||
October 2022 - Warrants | Registered | 249,520 | $287.50 | - | 249,520 | N/A | N/A | - | - | Oct 27, 2022 |
Title | Registered | Shares Remaining | Cv Price | $ Amt Remaining | Total $ Amt | Owners | Bank | Price Protection | Details | Convertible Date | Maturity Date | Filed Date | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
December 2023 - Convertible Note | Registered | 0 | $14.00 | $0.00 | $2,173,912.00 | 3i, LP | Full Ratchet | - | - | Dec 10, 2023 | |||
November 2023 - Convertible Note | Registered | 0 | $9.25 | $0.00 | $543,478.00 | 3i, LP | Full Ratchet | - | - | Nov 26, 2023 | |||
August 2023 - Convertible Note | Registered | 0 | $5.00 | $0.00 | $1,630,434.00 | HB Strategies LLC, Vellar Opportunity Fund SPV LLC – Series 4 | Full Ratchet | - | - | Aug 6, 2023 | |||
March 2023 - Convertible Note | Registered | 0 | $5.00 | $0.00 | $5,474,000.00 | 3i | Full Ratchet | - | - | Mar 15, 2023 |
Details | Offering Amt | Shr Amt | Share Price | Warrants | Ex Price | Cv Price | Date | Type | ATM Remaining | |
|---|---|---|---|---|---|---|---|---|---|---|
SPA - Lincoln Park SPA - The price at which shares are sold to Lincoln Park on a given day is determined as 97% of the lower of two values: (i) the lowest sale price of the company's common stock on the business day when the sale is initiated, or (ii) the average of the three lowest closing sale prices over the ten consecutive business days preceding the sale. The amount of shares sold on a given day can be up to 40,000 shares, but this can increase to 75,000 shares depending on the market price of the stock, with a maximum commitment of $500,000 per single Regular Purchase. Additionally, the company can direct Lincoln Park to purchase accelerated amounts under certain conditions. | $15 M | 4.74 M | - | - | $0.00 | - | May 18, 2025 | $0.00 |
Title | Offering Amt | Shr Amt | Share Price | Warrants | Bank | Owners | Date | Type | |
|---|---|---|---|---|---|---|---|---|---|
ATM USED | $900 K | 623.65 K | $1.44 | - | HC Wainwright | - | May 8, 2025 | S-3 | |
NEW EQUITY LINE | $15 M | 236.41 K | - | - | - | - | Apr 24, 2025 | ||
ATM USED | $3.43 M | - | - | - | HC Wainwright | - | Mar 30, 2025 | S-3 | |
REGISTERED OFFERING | $6 M | 3.53 M | $1.70 | 3.53 M | HC Wainwright | Armistice | Feb 2, 2025 | S-3 | |
REGISTERED OFFERING (RDO) | $10 M | 947.87 K | $10.55 | 947.87 K | HC Wainwright | Armistice, Alto, Intracoastal, Sabby | Jul 9, 2024 | S-3 | |
REGISTERED OFFERING (RDO) | $9 M | 433.63 K | $20.75 | 650.45 K | Maxim | Armistice | Jan 25, 2024 | S-3 | |
PRIVATE PLACEMENT | $815.22 K | 58.23 K | $14.00 | 31.66 K | - | 3i | Jan 23, 2024 | ||
PRIVATE PLACEMENT | $271.74 K | 19.41 K | $14.00 | 10.55 K | - | - | Jan 11, 2024 | ||
PRIVATE PLACEMENT | $543.48 K | - | $9.25 | 29.55 K | - | 3i | Nov 26, 2023 | ||
ATM USED | $3.46 M | 234.42 K | $14.75 | - | Tumim Stone | - | Oct 9, 2023 | S-1 | |
PRIVATE PLACEMENT | $543.48 K | 108.7 K | $5.00 | 29.55 K | - | 3i | Aug 6, 2023 | ||
PRIVATE PLACEMENT | $3.3 M | 48.89 K | $67.50 | 13.13 K | Maxim | 3i | Mar 15, 2023 | ||
REGISTERED OFFERING | $90 M | 360 K | $250.00 | 360 K | Maxim Group LLC | - | Jan 26, 2021 |
Title | Description | Duration | Parties | Conditions | Shr Amt | Start Date | End Date | Date | Type | |
|---|---|---|---|---|---|---|---|---|---|---|
Company and Officers & Directors Lock-Up Agreement (60-Day Post-Closing) | We and each of our officers and directors have agreed with the Placement Agent to be subject to a lock-up period of sixty (60) days following the date of closing of the offering pursuant to this prospectus, during which they may not offer for sale, sell or otherwise dispose of any of our shares of Common Stock or any securities convertible into or exercisable for shares of Common Stock, subject to customary exceptions. | 60 | We and each of our officers and directors | The Placement Agent may waive the terms of these lock-up agreements in its sole discretion and without notice. | - | - | - | Jun 15, 2025 | S-1 | |
Amended and Restated Registration Rights Agreement Lock-Up | On April 21, 2022, in connection with the closing of the Business Combination, certain stockholders of SeaStar Medical and LMAO entered into the Amended and Restated Registration Rights Agreement, which imposed lock-up restrictions on shares of Common Stock held by Registration Rights Stockholders following consummation of the Business Combination. | Registration Rights Stockholders | - | - | 4/21/2022 | - | May 18, 2025 | S-1 | ||
Officers, Directors and Executive Officers Lock-Up | We, each of our officers and directors and executive officers, have agreed, subject to certain exceptions, not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any shares of our Common Stock or other securities convertible into or exercisable or exchangeable for our Common Stock for a period of 120 days after this offering is completed without the prior written consent of the Placement Agent. | 120 | We, each of our officers and directors and executive officers | The Placement Agent may, in its sole discretion and without notice, release some or all of the shares subject to the lock‑up agreements prior to the expiration of the lock‑up period, considering the security holder’s reasons for requesting the release, the number of shares for which the release is being requested and market conditions at the time. | - | - | - | Sep 7, 2023 | S-1 |
