AXTI SEC Filings: 8-K, 10-Q, S-3 & 424B – AXT

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 13, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 14, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Mar 17, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Nov 13, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 13, 2025

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 14, 2025

News

TYPE

HEADLINE

FILED AT

8-K

AXT, Inc. Reports Third Quarter 2026 Financial Results with Record Revenue of $73.4 Million

Oct 29, 2026

8-K

AXT, Inc. Announces Up to RMB 3.67 Billion (Approximately US$545 Million) in Private Equity Financing for Subsidiary Tongmei

Oct 28, 2026

8-K

AXT, Inc. Reports Second Quarter 2026 Financial Results

Jul 30, 2026

8-K

AXT, Inc. Announces Long-Term Supplier Agreement with Lumentum for Indium Phosphide Substrates

Jul 29, 2026

8-K

AXT, Inc. Amends Bylaws to Reduce Shareholder Meeting Quorum Requirement

Jul 29, 2026

8-K

AXT, Inc. Appoints Jia-Bin Duh to Board of Directors

Jul 22, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B5

FIXED PRICE OFFERING - COMMON STOCK | Offering amount: $54,999,998,175 | Shares: 8,560,311 | Price: $64.250 | Bank: Northland Capital Markets

Apr 21, 2026

424B5

PENDING FIXED PRICE OFFERING | Bank: Northland Capital Markets

Apr 20, 2026

424B5

REGISTERED OFFERING

Dec 30, 2025

424B5

PENDING FIXED PRICE OFFERING | Bank: Northland Capital Markets

Dec 29, 2025

424B5

4,615,385 Shares

Mar 2, 2017

424B5

Gain on Sale or Other Disposition of Common Stock

Mar 1, 2017

Registrations

TYPE

HEADLINE

FILED AT

Proxies

TYPE

HEADLINE

FILED AT

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

May 18, 2026

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

May 15, 2026

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Mar 31, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Mar 31, 2026

PRE 14A

Form PRE 14A - Other preliminary proxy statements

Mar 20, 2026

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Apr 3, 2025

Ownerships

TYPE

HEADLINE

FILED AT

SCHEDULE 13G

NEWJANE STREET GROUP, LLC (Filed by)

Nov 9, 2026

SCHEDULE 13G/A

JANE STREET GROUP, LLC (Filed by)

Nov 6, 2026

YOUNG MORRIS S (Reporting)

Oct 29, 2026

FISCHER GARY L (Reporting)

Oct 29, 2026

SCHEDULE 13G/A

BlackRock, Inc. (Filed by)

Oct 5, 2026

LEBLANC LEONARD J (Reporting)

Aug 19, 2026

Other

TYPE

HEADLINE

FILED AT

LETTER

Form UPLOAD - SEC-generated letter

Jan 23, 2023

CORRESP

Form CORRESP - Correspondence

Dec 28, 2022

LETTER

Form UPLOAD - SEC-generated letter

Dec 20, 2022

EFFECT

Form EFFECT - Notice of Effectiveness

May 18, 2022

CORRESP

Form CORRESP - Correspondence

May 13, 2022

CORRESP

Form CORRESP - Correspondence

May 5, 2022

AXT, Inc. AXTI · SEC Filings