Form S-8 - Securities to be offered to employees in employee benefit plans
S-3
SHARE RESALE REGISTRATION
S-1
Lincoln Park - SPA - Under the Purchase Agreement, we may sell shares to Lincoln Park from time to time at prices based on the prevailing market price of our common stock, with the Nasdaq “Base Price” set at $1.3351 per share—if the average price of all sales equals or exceeds that amount, the exchange-cap restrictions fall away. Prior to obtaining stockholder approval, the aggregate number of shares we can issue is limited to 1,075,767 shares (19.99% of the shares outstanding on the date of the Purchase Agreement). If stockholder approval is obtained, we may issue and sell up to the full 2,238,068 Purchase Shares registered for resale under this prospectus.
S-1/A
SHARE RESALE REGISTRATION
Proxies
TYPE
HEADLINE
FILED AT
DEFA14A
Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
DEF 14A
Form DEF 14A - Other definitive proxy statements
PRE 14A
Form PRE 14A - Other preliminary proxy statements
DEFA14A
Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
DEF 14A
Form DEF 14A - Other definitive proxy statements
PRE 14A
Form PRE 14A - Other preliminary proxy statements
Ownerships
TYPE
HEADLINE
FILED AT
3
Kalter Sandra C (Reporting)
4
Smith Trent N. (Reporting)
4
KLEMP WALTER V (Reporting)
4
Bisson Lori (Reporting)
4
Hauser Bradley (Reporting)
S-3
Form S-3 - Registration statement under Securities Act of 1933
