AIFC SEC Filings: 8-K, 10-Q, S-3 & 424B – AI Financial

Financials

TYPE

HEADLINE

FILED AT

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

Aug 17, 2026

NT 10-Q

Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB

Aug 12, 2026

10-Q

Form 10-Q - Quarterly report [Sections 13 or 15(d)]

May 18, 2026

NT 10-Q

Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB

May 13, 2026

10-K/A

Form 10-K/A - Annual report [Section 13 and 15(d), not S-K Item 405]: [Amend]

Apr 28, 2026

10-K

Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]

Apr 10, 2026

News

TYPE

HEADLINE

FILED AT

8-K

AI Financial Corporation Sells Subsidiary ALT 5 Sigma Canada, Inc. to Prime Delta Corp.

Aug 7, 2026

8-K

AI Financial Corporation Receives Nasdaq Deficiency Notice Regarding Minimum Bid Price

Jul 2, 2026

8-K

AI Financial Corporation Announces Enhanced Liquidity and Mitigation of Going Concern Status

Jun 10, 2026

8-K

AI Financial Corporation (Formerly ALT5 Sigma) Begins Trading Under New Nasdaq Ticker Symbol “AIFC”

May 1, 2026

8-K

ALT5 Sigma Corporation Appoints Tony Isaac as Permanent CEO and Enters into Employment Agreement

Apr 24, 2026

8-K

ALT5 Sigma Corporation Announces Acquisitions of Block Street Corp. and Decentralized Technologies Inc.

Apr 24, 2026

Prospectus

TYPE

HEADLINE

FILED AT

424B5

REGISTERED OFFERING

Aug 11, 2025

424B5

August 2025 ATM

Aug 11, 2025

424B5

Shares amount: 581,818 | Warrants amount: 581,818 | Warrants exercise price: $1.71 | Float: 13,271,015 | Amount sold to date: $1,092,000.00

Aug 23, 2024

424B5

Form 424B5 - Prospectus [Rule 424(b)(5)]

Jun 21, 2024

424B5

Form 424B5 - Prospectus [Rule 424(b)(5)]

May 23, 2024

424B5

Form 424B5 - Prospectus [Rule 424(b)(5)]

May 6, 2024

Registrations

TYPE

HEADLINE

FILED AT

S-3/A

SHARE RESALE REGISTRATION | | Offering amount: $2,000,000,000 | Float: 633,000 EFFECTIVE, DATED 2025-08-08

Aug 7, 2025

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Aug 1, 2025

S-3

August 2025 SHELF

Aug 1, 2025

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Apr 30, 2024

S-3

Form S-3 - Registration statement under Securities Act of 1933

Apr 18, 2024

S-8

Form S-8 - Securities to be offered to employees in employee benefit plans

Mar 30, 2021

Proxies

TYPE

HEADLINE

FILED AT

DEFR14A

Form DEFR14A - Revised definitive proxy soliciting materials

Feb 6, 2026

DEF 14A

Form DEF 14A - Other definitive proxy statements

Feb 3, 2026

DEFA14A

Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material

Oct 9, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Sep 26, 2025

PRE 14A

Form PRE 14A - Other preliminary proxy statements

Sep 11, 2025

DEF 14A

Form DEF 14A - Other definitive proxy statements

Nov 5, 2024

Ownerships

TYPE

HEADLINE

FILED AT

SCHEDULE 13G/A

CRCM LP (Filed by)

Aug 12, 2026

SCHEDULE 13G/A

Form SCHEDULE 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend]

May 13, 2026

SCHEDULE 13G/A

VANGUARD GROUP INC (Filed by)

Mar 26, 2026

SCHEDULE 13G/A

Form SCHEDULE 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend]

Feb 12, 2026

SCHEDULE 13G/A

JANE STREET GROUP, LLC (Filed by)

Feb 2, 2026

SCHEDULE 13G/A

Soul Ventures Holdings Ltd (Filed by)

Jan 27, 2026

Other

TYPE

HEADLINE

FILED AT

LETTER

Form UPLOAD - SEC-generated letter

Sep 26, 2025

LETTER

Form UPLOAD - SEC-generated letter

Sep 22, 2025

CORRESP

Form CORRESP - Correspondence

Sep 19, 2025

LETTER

Form UPLOAD - SEC-generated letter

Sep 18, 2025

EFFECT

Form EFFECT - Notice of Effectiveness

Aug 11, 2025

CORRESP

Form CORRESP - Correspondence

Aug 7, 2025

AI Financial Corporation AIFC · SEC Filings