UPDATED | SHARE RESALE REGISTRATION | Shares amount: 585,000 | Amount sold to date: $3,000,000
Registrations
TYPE
HEADLINE
FILED AT
S-1
Lincoln Park Capital Fund, LLC - SPA - Regular Purchase: 97% of the lower of day's low or average of 3 lowest closes over 10 prior trading days; Accelerated Purchase and Additional Accelerated Purchase: 97% of the lower of window VWAP or day's close. Up to 6,000 shares (capped at $500,000) plus 30% of daily volume. $1.00 floor; 4.99% ownership cap (increasable to 9.99%).
S-1
Lincoln Park - SPA - The Purchase Agreement allows the Company to sell up to 1,300,000 additional shares to Lincoln Park from time to time, with each sale priced at the prevailing market price less the discount specified in the agreement (earlier draws averaged $3.07 per share). Each purchase is subject to a “Beneficial Ownership Cap,” so Lincoln Park cannot acquire shares that would push its ownership above the agreed-upon percentage threshold. The aggregate amount that can be sold under the facility is fixed at 1,300,000 shares, representing roughly 23% of the current shares outstanding.
S-1
SHARE RESALE REGISTRATION
D
Form D - Notice of Exempt Offering of Securities - Item 06b
S-8
Form S-8 - Securities to be offered to employees in employee benefit plans
S-1
Lincoln Park – SPA – The company can sell shares to Lincoln Park in different ways. For a Regular Purchase, they can sell up to 3,000 shares a day, but if the stock price is above $40, they can sell 4,500 shares, and if it's above $60, they can sell 6,000 shares, with a daily limit of $500,000. After a Regular Purchase, they can do an Accelerated Purchase, selling more shares but not more than 30% of the day's total traded shares or three times the Regular Purchase amount. After that, they can do an Additional Accelerated Purchase with the same limits. Lincoln Park can't own more than a certain percentage of the company's total shares, which limits how many they can buy.
Proxies
TYPE
HEADLINE
FILED AT
DEFA14A
Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
DEF 14A
Form DEF 14A - Other definitive proxy statements
DEFA14A
Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
DEF 14A
Form DEF 14A - Other definitive proxy statements
PRE 14A
Form PRE 14A - Other preliminary proxy statements
DEFA14A
Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
